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Katie  Dunnam

Katie Dunnam

Director of Operations, Chief Compliance Officer, IACCP ®

Being a part of Planned Solutions has allowed me to combine my passion for the financial industry with my commitment to ensuring compliance. 

With over 30 years of experience in the financial industry, I am dedicated to ensuring that our financial advisors remain compliant and up-to-date with the ever-changing regulations that govern our industry. It is my responsibility to create an environment where our advisors can thrive while maintaining the highest standards of compliance.

I pursued my education at the University of Colorado, Denver, and I am proud to hold the designation of Investment Advisor Certified Compliance Professional. This certification has equipped me with the knowledge and expertise necessary to navigate the complex regulatory landscape.

Outside of my professional life, I live locally with my husband. We enjoy immersing ourselves in the vibrant culture of our community by attending local food, wine, and art events. In my leisure time, I find solace in reading and nurturing my garden, which allows me to connect with nature.